20.114 Plastic Reducton and Sustainability OrdinanceCity of Northampton
MASSACHUSETTS
_________
In City Council September 3, 2020
Upon recommendation of the Mayor’s Youth Commission, Councilor William H.
Dwight and Councilor Rachel Maiore
20.114 Plastic Reduction & Sustainability Ordinance
ORDINANCE
An ordinance of the City of Northampton, Massachusetts, providing that the Code of Ordinances,
City of Northampton, Massachusetts, be amended by amending Section 272-18, providing for
Environmental protection and solid waste reduction.
Be it ordained by the City Council of the City of Northampton, in City Council assembled, as
follows:
Remove: Existing §272-18
Add:
§Section 272-18: Environmental protection and solid waste reduction.
A. General definitions. As used in this ordinance, the following terms shall have the meanings indicated:
ASTM STANDARD
Standards developed by the American Society for Testing and Materials (ASTM), including only
International Standards D6400 or D6868 for biodegradable and compostable plastics. D6400 is the
specification for plastics designed for compostability in municipal or industrial aerobic composting
facilities and D6868 is the specification for aerobic compostability of plastics used as coatings on a
compostable substrate.
BIODEGRADABLE
Entirely made of organic materials such as wood, paper, bagasse or cellulose; or bioplastics that
meet the American Society for Testing and Materials (ASTM) D7081 standard for Biodegradable
Plastics in the Marine Environment or any other standard that may be developed by the American
Society for Testing and Materials specifically for an aquatic environment.
BPI CERTIFIED
Refers to compostable products and packaging certified as compostable according to the
Biodegradable Products Institute.
COMPOSTABLE
Disposable food service ware or packaging is compostable if it meets ASTM Standards for
compostability, and is BPI-certified.
DISPOSABLE FOOD SERVICE WARE
All containers, bowls, plates, trays, cartons, cups, lids, straws, stirrers, forks, spoons, knives, and
other items
(1) designed for one-time or non-durable uses; or
(2) in which any food vendor directly places or packages prepared foods; or
(3) which are used to consume foods.
Such food service ware includes, but is not limited to, service ware for takeout foods and/or
leftovers from partially consumed meals prepared at food establishments.
FOOD ESTABLISHMENT
An operation that stores, prepares, packages, serves, vends, or otherwise provides food for human
consumption, as further defined in 105 CMR 590.001. Any establishment requiring a permit to
operate in accordance with the State Food Code, 105 CMR 590.000, et. seq., shall be considered
a “food establishment” for purposes of this ordinance.
MEDICAL CARE FACILITY
An establishment in which people receive physical or medical treatment or care, as further defined
in 521 CMR 13.01.
POLYSTYRENE
The term polystyrene refers to a synthetic plastic polymer used to make food containers, cups,
packaging materials, utensils, among other products. It is commonly known and referred to as
plastic #6.
POLYETHYLENE
The term polyethylene refers to the synthetic plastic polymer used to make grocery bags, shampoo
bottles, and other containers, among other products. It is commonly known and referred to as
plastics #2 and #4. For the purposes of this legislation, both plastics #2 and #4 should be
considered polyethylene.
POLYETHYLENE TEREPHTHALATE
The term polyethylene terephthalate, also known as PET, is a common plastic polymer widely used
to make packaging for foods and beverages, such as soft drinks, juices and water, among other
products. It is commonly known and referred to as plastic #1.
POLYVINYL CHLORIDE
The term polyvinyl chloride, also known as PVC, refers to a synthetic plastic polymer used to make
plastic straws and utensils, among other products. It is commonly known and referred to as plastic
#3.
POLYSTYRENE LOOSE FILL PACKAGING
A void-filling packaging product made of expanded polystyrene that is used as a packaging fill,
commonly known as “packing peanuts”.
PREPARED FOOD
Prepared food means any food or beverage prepared by the food establishment at any location
owned or controlled by the food establishment using any cooking or food preparation technique.
Prepared food does not include any raw uncooked meat, fish or eggs unless provided for
consumption without further food preparation. Prepared food may be eaten either on or off the
premises.
RECYCLABLE
Material that can be sorted, cleansed, and reconstituted by Northampton’s year-round municipal
recycling collection programs for the purpose of using the altered form in the manufacture of a new
product. "Recycling" does not include thermally destroying or converting solid waste.
RETAIL ESTABLISHMENT
Any commercial facility that sells goods directly to the consumer, including but not limited to
grocery stores, pharmacies, liquor stores, convenience stores, restaurants, retail stores and
vendors selling clothing, food, and personal items, and dry cleaning services.
REUSABLE
Products that are designed to be used more than once in the same form by a food or retail
establishment.
BIODEGRADABLE BAGS
Bags that:
(1) contain no polymers derived from fossil fuels; and
(2) are intended for single use and will decompose in a natural setting to an environmentally
beneficial material at a rate comparable to other biodegradable materials such as leaves,
and food waste.
REUSABLE BAGS
Bags that are not made of plastic, are for multiple use and are made of cloth, fabric or other
durable materials that do not decompose into harmful chemical components. A reusable bag is
recyclable, biodegradable or compostable and is specifically designed and manufactured for
multiple reuse.
COMPOSTABLE BAGS
Bags that:
(1) conform to the current ASTM D6400 standard for compostability; and
(2) are certified and labeled as meeting the ASTM D6400 standard specification by a
recognized verification entity.
RECYCLABLE PAPER BAG
Paper bags that:
(1) are 100 percent recyclable including the handles; and
(2) contain at least 40% post-consumer recycled paper content; and
(3) display the words "recyclable" and "made from 40% post-consumer recycled content" (or
other applicable amount) in a visible manner on the outside of the bag.
PRODUCT BAG
Bags without handles in which loose produce, bulk items, unwrapped baked goods or prepared
food, or other products are usually placed by the consumer to deliver such items to the point of
sale or checkout area of the store. These are also sometimes used by cashier or checkout
personnel to contain items at point of sale.
CHECKOUT BAG
Carryout bags provided by a store to a customer at the point of sale. Checkout bags are distinct
from product bags.
B. General prohibition and regulation.
(1) Food establishments are prohibited from providing prepared food to customers using polystyrene,
polyvinyl chloride, polyethylene, polyethylene terephthalate, or other nonrecyclable disposable food
service ware.
(2) Food establishments using any disposable food service ware shall use biodegradable,
compostable, reusable or recyclable food service ware. All compostable food service ware used by
food establishments must be clearly labeled with the applicable standard on the product or its
packaging.
(3) Retail establishments are prohibited from selling or distributing polystyrene food service ware to
customers. This includes sale of polystyrene ware for home food use.
(4) Retail establishments are prohibited from selling or distributing polystyrene loose fill packaging to
customers.
(5) Retail and food establishments may only sell or distribute product bags which are either (i)
biodegradable, (ii) compostable, or (iii) reusable. All compostable product bags used by retail and
food establishments must be clearly labeled with the applicable standard on the bag.
(6) If any retail establishment provides a checkout bag to customers, the bag shall be either a
recyclable paper bag, or a reusable bag.
C. Exemptions.
(1) The Mayor's designee may exempt a food or retail establishment from the requirements of this
ordinance for a period of up to six (6) months, upon a finding by the Mayor's designee that the
requirements of this ordinance would cause undue hardship to the establishment. The Mayor's
designee may approve one (1) additional 6-month period upon the showing of a continued undue
hardship. For medical care facilities seeking a temporary exemption due to undue hardship, the
Mayor’s designee shall grant an exemption for one (1) year, with an opportunity to extend the
exemption for an additional one (1) year period. An “undue hardship” shall only be found in:
(a) Circumstances or situations unique to the particular food or retail establishment such that
there are no reasonable alternatives to plastic products or materials banned in this
ordinance that are necessary to the establishment’s operations; or
(b) Circumstances or situations unique to the food or retail establishment such that
compliance with the requirements of this ordinance would deprive a person of a legally
protected right; or
(c) Circumstances where a food or retail establishment requires additional time in order to
draw down an existing inventory of plastic products or materials banned in this ordinance.
Any food or retail establishment receiving an exemption shall file with the Mayor's designee
monthly reports on inventory and remaining stocks.
(2) Any food or retail establishment seeking an exemption shall apply to the Mayor's designee using
forms provided by the Health Department, and shall allow the Mayor's designee, or his or her
designee, to access all information supporting its application.
(3) The Mayor's designee may approve the exemption request, in whole or in part, with or without
conditions.
(4) The Mayor's designee, by regulation, may establish a fee for exemption requests.
(5) Certain products are exempt from this ordinance’s prohibitions; these include:
(a) Flexible transparent covering (commonly referred to as plastic wrap).
(b) Thin-film plastic bags used to contain dry cleaning or newspapers, typically without
handles.
(i) Product bags are not exempt from this ordinance’s prohibitions.
(c) Packaging utilized for prescription drugs.
D. Penalties and enforcement.
(1) The Mayor’s designee shall provide to food and retail establishments succinct materials explaining
the requirements of this ordinance and recommendations for proper waste stream procedure.
(2) If it is determined that a violation of this ordinance has occurred, the Mayor's designee shall issue a
warning notice for the initial violation.
(3) If an additional violation of this ordinance has occurred within one year after a warning notice has
been issued for an initial violation, the Mayor's designee shall issue a notice of violation and shall
impose a penalty against the food or retail establishment.
(4) Each penalty of this ordinance’s clauses shall be no less than: 1) $50 for the first offense; 2) $100 for
the second offense and all subsequent offenses. Payment shall be made within twenty-one (21) days
to the City Clerk. Non-payment of such fines may be enforced through civil action in the Northampton
District Court. No more than one (1) penalty shall be imposed upon a food or retail establishment
within a seven (7) calendar day period.
(5)
E. Severability.
If any provision or section of this ordinance shall be held to be invalid, then such provision or section shall
be considered separately and apart from the remaining provisions or sections of this ordinance, which shall
remain in full force and effect.
F. Effective date.
This ordinance will take effect on 08/01/2021.